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证券管理法
证券管理法

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  • 作 者:
  • 出 版 社:北京:中信出版社
  • 出版年份:2003
  • ISBN:7800737543
  • 页数:110 页
图书介绍:本书涵盖了多部证券管理法和许多基本原理与规则,83个案例从17个方面讲若干重要规则,使读者从具体生动的事实中理解专业的法律规定。
《证券管理法》目录

Wielgos v.Commonwealth Edison Co. 3

Eisenstadt v.Centel Corp. 4

E 4

Kaufman v.Trump's Castle Funding 5

K 5

Harris v.IVAX Corp. 6

Franchard Corporation,In the Matter of 7

SEC v.Jos.Schlitz Brewing Co. 8

SEC v.W.J.Howey Co. 10

United Housing Foundation,Inc.v.Forman 11

U 11

SEC v.Life Partners,Inc. 12

Wals v.Fox Hills Development Corporation 13

W 13

Steinhardt Group,Inc.v.Citicorp 14

Hocking v.Dubois 15

Matassarin v.Lynch 16

Reves v.Ernst Young 17

Banco Espanol De Credito v.Security Pacific Nat'l Bank 18

N 20

National Association of Securities Dealers,Inc.,In re 20

SEC v.Manor Nursing Centers,Inc. 21

SEC v.Ralston Purina Co. 24

SEC v.Kenton Capital,Ltd. 25

M 26

Mark v.FSC Securities Corp. 26

Kenman Corp.,In the Matter of 27

SEC v.Chinese Consolidated Benevolent Association,Inc. 30

United States v.Wolfson 31

Ackerberg v.Johnson 32

SEC v.Datronics Engineers,Inc. 34

SEC v.Children's Hospital 36

SEC v.Variable Annuity Life Insurance Co.of America 37

Otto v.Variable Annuity Life Insurance Co. 38

O 38

Hertzberg v.Dignity Partners,Inc. 40

Escott v.Barchris Construction Co. 41

Akerman v.Oryx Communications Inc. 42

P 43

Pinter v.Dahl 43

Gustafson v.Alloyd Co. 44

TABLE OF CASES 45

A 45

Aaron v.SEC 45

Washington Public Power Supply System Securities Litigation,In re 46

United States v.Mulheren 48

SEC v.World-wide Coin Investments LTD. 49

SEC v.Texas Gulf Sulphur Co. 52

Cowin v.Bresler 53

Greebel v.FTP Software,Inc. 54

Time Warner,Inc.Securities Litigation,In re 55

Jordan v.Duff Phelps,Inc. 56

AUSA Life Insurance Co.v.Ernst Young 57

Basic,Inc.v.Levinson 2, 58

Rowe v.Maremont Corp. 59

Central Bank of Denver,N.A.v.First Interstate Bank of Denver,N.A. 62

Wright v.Ernst Young LLP 63

Donohoe v.Consolidated Operating Production Corp. 64

R 65

Regional Properties,Inc.v.Financial Real Estate Consulting Co. 65

V 67

Valicenti Advisory Services,Inc.,In the Matter of 67

Keating,Muething Klekamp,Exchange Act Release No.15,982,In re 68

SEC v.National Student Marketing Corp. 69

Carter and Johnson,In re 70

United States v.Dixon 71

C 72

Carpenter v.United States 72

Chiarella v.United States 74

United States v.O'Hagan 75

D 76

Dirks v.SEC 76

Feder v.Frost 77

F 77

Texas International Airlines v.National Airlines,Inc. 78

T 78

Gould v.American-Hawaiian Steamship Co. 80

Virginia Bankshares,Inc.v.Sandberg 81

Meyers Parking System,Inc.,In re 82

Wellman v.Dickinson 84

Epstein v.MCA Corp. 85

SEC v.Carter Hawley Hale Stores,Inc. 86

Schreiber v.Burlington Northern,Inc. 87

J 90

John Gutfreund et al.,In the Matter of 90

H 91

Hanly v.SEC 91

Brown v.E.F.Hutton Group Inc. 92

B 93

Banca Cremi,S.A.v.Alex.Brown Sons,Inc. 93

Merrill Lynch,Pierce,Fenner Smith v.Arceneaux 94

Bateman Eichler,Hill Richards,Inc.v.Berner 66, 95

SEC v.Capital Gains Research Bureau,Inc. 98

Lowe v.SEC 99

L 99

SEC v.Wall Street Publishing Institute 100

G 101

Gartenberg v.Merrill Lynch Asset Management Inc. 101

SEC v.Midwest Technical Development Corp. 102

SEC v.Fifth Avenue Coach Lines,Inc. 103

Kauthar SDN BHD v.Sternberg 106

S 107

Schoenbaum v.Firstbrook 107

Bersch v.Drexel Firestone,Inc. 108

Europe and Overseas Commodities Traders,S.A.v.Banque Paribas London 22, 109

Bonny v.The Society of Lloyd's 110

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