中国证券法 案例与规则 英文PDF电子书下载

Chapter One General Introduction of Chinese Securities Law 1

Case:Hu Zhenzhu v.Shanghai Stock Exchange 3

Chapter Two Issuance of Securities 7

Section Ⅰ Issuance of Stock,Bond or Other Securities 7

Case:Chen Mingang v.Shanghai Perfection Nanometre New Material Co.,Ltd 10

Section Ⅱ Underwriting of Securities 14

Case:Guosen Securities Co.,Ltd.v.Xiyi Co.,Ltd.and Xiyi Group Co.,Ltd 17

Chapter Three Transactions in Securities 23

Section Ⅰ Listing of Securities 23

Case:HKEx Listing Decision on VIE Structure 27

Section Ⅱ Acquisitions of Listed Companies 33

Case:Case Re Hostile Takeover of Ewushang 37

Section Ⅲ Disclosure of Information 40

Case:Tu Miaolong v.Sino-Platinum Metals Co.,Ltd 43

Chapter Four Securities Institutions 47

Section Ⅰ Stock Exchange 47

Case:Chen Yutian v.Haitong Securities Co.,Ltd.,et al 50

Section Ⅱ Securities Companies 56

Case:Chen v.Shanghai Kangding Road Securities Sales Department,Hongyuan Securities Co.,Ltd 60

Section Ⅲ Securities Registration and Clearing Institutions 65

Case:China Machinery ＆ Electronic Products of Exports Investment Co.,Ltd.v.Minfa Securities Co.,Ltd.＆ China Securities Depository and Clearing Corporation Limited 68

Section Ⅳ Securities Trading Service Institutions 72

Case:Xiao Xianbai v.Hisense Kelon Electrical Holdings Co.,Ltd.and Deloitte Touche Tohmatsu CPA Ltd 77

Chapter Five Securities Regulation 85

Section Ⅰ China Securities Regulatory Commission 86

Case:Ding Liye v.China Securities Regulatory Commission 89

Section Ⅱ Self-Regulatory Bodies 94

Case:Zhang Yiyong v.Shanghai Securities Central Registration and Clearing Corporation ＆ Shanghai Stock Exchange 96

Chapter Six Legal Liabilities for Illegal Practices 101

Section Ⅰ Insider Trading 101

Case:Chen Zuling v.Pan Haishen 105

Section Ⅱ Market Manipulation 109

Case:Xie Xuefen v.Cheng Wenshui ＆ Liu Yanze 111

Section Ⅲ False Statement 115

Case:Fan Meijuan v.Huawen Media Investment Corporation 120

References 125