HONG KONG ARBITRATION A USWR'S GUIDEPDF电子书下载

第一章 前言 4

概述 4

什么是仲裁 4

为什么要仲裁 4

优势 6

潜在的缺点 12

为什么在香港仲裁 12

香港仲裁的机构支持 16

香港国际仲裁中心 16

特许仲裁员协会(东亚分会) 18

香港仲裁司学会 18

第二章 香港国际仲裁中心 22

历史和组织结构 22

香港国际仲裁中心提供的服务 24

香港国际仲裁中心指定仲裁员的法律授权 26

由香港国际仲裁中心管理仲裁程序 26

简易形式仲裁、小额索偿和书面仲裁 28

简易形式仲裁 28

小额索偿程序 28

香港国际仲裁中心书面仲裁程序 30

香港国际仲裁中心《电子交易仲裁规则》 32

域名争议 32

香港海事仲裁组 34

香港调解会 34

香港国际仲裁中心案件统计 34

第三章 法律结构 44

前言 44

香港仲裁历史 46

加入《纽约公约》(1 977年) 48

1982年修订案 48

香港国际仲裁中心的成立(1985年) 48

采用《示范法》(1 990年) 50

采用《示范法》的理由 50

“示范”法 52

《示范法》适用于国际仲裁 52

“国际”仲裁协议与“本地”仲裁协议 52

选择适用或放弃适用 54

1996年修订案 56

香港和内地相互执行仲裁裁决安排(1997年至2000年) 58

进一步改革(2000年) 60

法律结构中的其它元素 60

判例法 60

高等法院规则 60

执业指引 62

第四章 仲裁协议 66

概述 66

仲裁协议的意义 66

仲裁协议的定义 68

“书面协议”要求 70

因提述而并入的仲裁协议 76

对仲裁协议的内容的正式要求 76

香港仲裁示范条款 80

临时仲裁 80

适用《香港国际仲裁中心机构仲裁规则》的仲裁 82

本地仲裁 82

“放弃适用《示范法》”和“免除协议”条款 84

适用《伦敦国际仲裁院仲裁规则》的仲裁 84

适用《国际商会仲裁规则》的仲裁 84

第五章 仲裁程序 90

前言 90

若干初步事项 94

仲裁地 94

法院的角色 94

仲裁语言 96

代表 98

实体法 98

保密性 98

开始仲裁 100

搁置诉讼 102

国际仲裁 102

本地仲裁 104

仲裁庭 106

仲裁员人数 106

指定仲裁员 106

仲裁员的资格和独立性 110

对仲裁员的异议和撤换仲裁员 110

仲裁员的义务和权力 112

仲裁员报酬 116

仲裁员的豁免权 118

程序会议 118

中期(初步)申请 120

书面陈述：诉辩文件和案件陈述 124

书面陈述的性质 124

典型的陈述 124

国际仲裁： 《示范法》的规定 128

本地仲裁 128

文件披露和审查 128

仲裁费用的保证 132

仲裁员费用的保证 132

当事人费用的担保 132

中间措施 136

概述 136

共享的权力 138

针对境外仲裁程序，香港法院能否判给中间措施 138

证据 140

证据的种类 140

证据规则 140

仲裁庭关于证据的权力 142

仲裁庭主动取证 142

证人作证 144

事实证人 144

专家证人 146

开庭 146

国际仲裁 146

本地仲裁 148

开庭程序 148

调解(或调停) 150

裁决 152

裁决的种类 152

救济的性质 154

作出决定 154

格式和形式 154

时限 154

改正、解释裁决和作出追加裁决 156

裁决的本地效力 156

和解协议 156

利息 156

费用 158

第六章 质疑、撤销和执行仲裁裁决 164

前言 164

质疑或撤销香港裁决 164

撤销国际裁决的理由 166

质疑本地裁决的理由 168

在香港执行香港仲裁裁决 170

承认和执行外国仲裁裁决 172

执行《纽约公约》裁决 172

执行非公约裁决 178

第七章 香港和内地相互执行仲裁裁决 182

前言 182

在香港执行内地裁决 184

在内地执行香港裁决 186

《安排》的执行情况 186

第八章 香港投资条约仲裁 192

前言 192

双边条约的作用 194

依据香港双边条约开始仲裁 196

香港双边条约中的实体规定 198

公平和平等待遇 198

国民待遇和最惠国待遇 200

对征收的补偿 202

汇回投资 204

裁决的执行 204

第九章 发展方向 208

前言 208

拟订的新仲裁条例的框架 210

保密 212

当事人的义务 212

书面形式 212

中间措施 214

“缴存法院”制度 214

指定仲裁员或公断人 214

多名当事人 216

对仲裁员的异议 216

管辖权 216

仲裁费用保证 218

费用和收费 218

执行 218

“选择适用”的规定 220

进展 220

第十章 香港仲裁一百问 224

基础知识 224

在香港仲裁 228

程序法和程序规则 232

仲裁协议 234

争议的准据法 238

开始仲裁 240

组成仲裁庭 240

仲裁程序 242

裁决 250

执行裁决和对裁决提出异议 252

索引 260

案例索引 260

法例索引 266

国际条约索引 268

索引 275

Chapter 1 Introduction 5

General 5

What is arbitration? 5

Why arbitration? 5

Advantages 7

Potential disadvantages 13

Why Hong Kong? 13

Institutional support for arbitration in Hong Kong 17

The Hong Kong International Arbitration Centre 17

The Chartered Institute of Arbitrators (East Asia Branch) 19

The Hong Kong Institute of Arbitrators 19

Chapter 2 The Hong Kong International Arbitration Centre 23

History and organisation 23

Services provided by the HKIAC 25

Statutory powers of the HKIAC in relation to arbitrators 27

Administered arbitration proceedings 27

Short Form, Small Claims and Documents Only Proceedings 29

Short Form Rules 29

Small Claims Procedure 29

The HKIAC Documents Only Procedure 31

The HKIAC Electronic Transactions Arbitration Rules 33

Domain name dispute resolution 33

The Hong Kong Maritime Arbitration Group 35

The Hong Kong Mediation Council 35

HKIAC case load 35

Chapter 3 The Legal Framework 45

Introduction 45

The history ofarbitration in Hong Kong 47

Incorporating the New York Convention(1977) 49

The 1982 amendments 49

The establishment of the HKIAC(1985) 49

Adoption ofthe Model Law(1990) 51

Rationale for implementing the Model Law 51

The“Model”Law 53

The Model Law'S application to international arbitrations 53

“International”V“domestic”arbitration agreements 53

Opt in/opt out provisions 55

The 1996 amendments 57

Reciprocal enforcement between the Mainland and the Hong Kong SAR(1997-2000) 59

Further reform(2000) 61

Further elements ofthe legal framework 61

Case law 61

Rules ofthe High Court 61

Practice Directions 63

Chapter 4 The Arbitration Agreement 67

General 67

The significance of the arbitration agreement 67

Arbitration agreement defined 69

Requirement for“agreement in writing” 71

Incorporation by reference 77

Formal requirements regarding the content of arbitration agreements 77

Model clause for arbitration in Hong Kong 81

Ad hoc arbitration clause 81

Arbitration under the HKIAC Administered Arbitration Rules 83

Domestic arbitration clause 83

“Opting out of Model Law”and exclusion agreement clauses 85

Arbitration under the London Court of International Arbitration Rules 85

Arbitration under the ICC Rules of Arbitration 85

Chapter 5 Arbitration Procedure 91

IntrOduction 91

Some preliminary matters 95

The place of arbitration 95

The role of the courts 95

The language of the arbitration 97

Representation 99

The applicable substantive law 99

Confidentiality 99

Commencement of the arbitration 101

Stay of court proceedings 103

International arbitrations 103

Domestic arbitrations 105

The arbitral tribunal 107

Number of arbitrators 107

Appointment of arbitrators 107

Qualifications and independence of arbitrators 111

Challenge,removal and replacement of arbitrators 111

Duties and powers ofarbitrators 113

Remuneration of arbitrators 117

Immunity of arbitrators 119

The preliminary meeting(case conference) 119

Interlocutory(preliminary) applications 121

Written submissions:pleadings and statements of case 125

Nature of written submissions 125

Typical submissions 125

International arbitrations: Model Law provisions 129

Domestic arbitrations 129

Discovery and inspection 129

Security for costs 133

Security for the arbitrator's fees and expenses 133

Security for the parties' costs 133

Interim measures of protection 137

Generally 137

Concurrent powers 139

Can a Hong Kong court grant interim measures of protection in relation to foreign arbitral proceedings? 139

Evidence 141

Types of evidence 141

Rules of evidence 141

Powers of tribunal in relation to evidence 143

Evidence obtained by the tribunal on its own 143

Witness testimony 145

Witnesses of fact 145

Expert witnesses 147

Hearings 147

International arbitrations 147

Domestic arbitrations 149

The order of proceedings 149

Conciliation (or mediation) 151

The award 153

Types of awards 153

Nature of relief 155

Decision-making 155

Form and formalities 155

Time limits 155

Powers to correct, interpretation of awards and additional awards 157

Effect of awards locally 157

Settlement agreements 157

Interest 157

Costs 159

Chapter 6 Challenging, Setting Aside and Enforcing Arbitral Awards Introduction 165

Challenging and setting aside arbitral awards made in Hong Kong 165

Grounds for setting aside international awards 167

Grounds for challenging domestic awards 169

Enforcement in Hong Kong of arbitral awards made in Hong Kong 171

Recognition and enforcement of foreign awards 173

Enforcement of New York Convention awards 173

Enforcement of non-Convention awards 179

Chapter 7 Reciprocal Enforcement of Hong Kong and Mainland Arbitral Awards Introduction 183

Enforcement of Mainland awards in Hong Kong 185

Enforcement of Hong Kong awards in Mainland China 187

The arrangement in practice 187

Chapter 8 Investment Treaty Arbitration in Hong Kong 193

Introduction 193

Functions of a BIT 195

Commencement of arbitrations under Hong Kong's BITs 197

Substantive protections under Hong Kong's BIT? 199

Fair and equitable treatment 199

National treatment and most favoured nation treatment ("MFN") 201

Compensation for expropriation 203

Repatriation of investment 205

Enforcement of awards 205

Chapter 9 Future Directions 209

Introduction 209

Structure of proposed new Arbitration Ordinance 211

Confidentiality 213

Duties of parties 213

Writing 213

Interim measures 215

Payment into court 215

Appointment of arbitrators and umpires 215

Multiple parties 217

Challenge of arbitrators 217

Jurisdiction 217

Security for costs 219

Costs and fees 219

Enforcement 219

Opting in provisions 221

Progress 221

Chapter 10 Hong Kong Arbitration: 100 Questions&Answers Background 225

Arbitration in Hong Kong 229

Procedural laws and rules 233

The arbitration agreement 235

The governing law of the dispute 239

Commencing an arbitration 241

Appointing a tribunal 241

Arbitration procedure 243

The award 251

Enforcing and challenging awards 253

Finding Aids 261

Table of Cases 261

Table of Statutes 267

Table of International Conventions 269

Index 270